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A New High Pressure Technique: The Controlled-Clearance Principle

by Donald H. Newhall

This promising technique has been successful in

The controlled-clearance principle has been developed to avoid troublesome leakage normally encountered when mechanical power is transmitted with a shaft or piston into a vessel at high pressure. The shaft or piston is passed through a special bushing featuring an annular space where separate pressure can be exerted, which constricts the bushing and thereby controls clearance.

The principle has been used in a free piston gage supplied to the National Bureau of Standards, for measuring the highest useful pressures; in a triaxial testing cylinder for studying deformation of rock under hydrostatic pressure superimposed on uniaxial load; and for construction of a stirred autoclave. A restrictor valve has been designed where controlled clearance governs small flow rates of liquid from a pressure system. Operation of balanced mechanisms is proposed where end thrust is avoided by passing a shaft completely through a pressure vessel.
When considerable mechanical power is transmitted to the inside of a pressure vessel by mans of a moving shaft, controlling leakage, wear, and friction becomes more difficult as pressure drop in the bearings increase. Generally, a stuffing box is used where a ring of some soft material surrounds the shaft and is pre-compressed by means of a gland nut; or pressure inside the vessel may compress the soft packing in proportion to the pressure drop through it. Large frictional forces, wear, and subsequent gross leakage are inherently characteristic of stuffing boxes.

The controlled-clearance principle (3) makes it possible to reduce packing friction and wear to a negligible amount; a slight leak, however, must be tolerated for lubrication. This principle provides many new opportunities for the design of process and laboratory pressure vessels. A few have been exploited; others, though obvious, have only been suggested. This article describes some examples of successful employment of the controlled-clearance principle and discusses an obvious application which, though not yet in use, is of general interest.
 

Description of the Controlled-Clearance Principle

Several commonly used devices depend entirely on a precisely fitted shaft and hole to produce a pressure seal, along which there is an appreciable pressure drop — e.g., spool valves used in oil hydraulics and in pneumatics. Leakage in these valves is astonishingly small, considering that fit of the spools is relatively loose for free action in housings that are usually nonsymmetrically strained. At high pressure, leakage increases because the housing wall stretches and limits the amount of pressure practical in this simple friction- and wear-free technique.

The stretch vessel can, however, be controlled by applying external pressure. This is the purpose of the controlled clearance technique (Figure 1). When pressure P1 in vessel V is atmospheric, piston S fits snugly at C. As pressure P1 is built up, cylinder V expands and the clearance increases. An opposing pressure, P2, from a separate source is now applied in the annular space around C, and its effect counteracts that of P1. By making P2 sufficiently great, the clearance can be reduced to zero, with seizure of the piston. In practice, P2 is adjusted in accordance with P1 with a more or less constant ratio ranging from 0.4 to 0.8, depending on the initial fit.
 

Controlled-Clearance Piston Gage

The controlled-clearance piston gage (4) was built by the Harwood Engineering Company for the high-pressure measurement laboratory of the National Bureau of Standards. This device illustrates well the controlled-clearance principle.

The free piston gage in its simplest and most familiar form is shown in Figure 2. The closely fitted piston of measured cross section is loaded with known weights. When sufficient pressure is developed to float the piston and its weights, the piston is rotated or oscillated about its axis to reduce friction. The pressure in the liquid is defined by the ratio of total load to effective cross-sectional area of the piston. As weights are added and the pressure is increased, leakage past the piston becomes more copious, until the floating time becomes too short for taking good measurements.

A major advance in design was made by Bridgman (1) in the construction of the re-entrant type of cylinder in Figure 3. The bottom tip of the cylinder containing the piston is exposed to the same pressure that is acting on the piston — i.e., the measured pressure. Regardless of proportions of the tip, the hole in it grows smaller with increasing pressure. Its usable range is limited by initial clearance. Bridgman used a mixture of glycerin, glucose, and water for the pressure fluid; this combination, no doubt, assisted in controlling initial leakage. This apparatus, in the hands of Bridgman, was used to establish the fixed points of the pressure scale above 50,000 to approximately 190,000 pounds per square inch.

The controlled-clearance gage (Figure 4) operates well in the same range. Until now, the limiting pressure has been set by the liquids, and those tested so far either freeze, become to viscous to transmit pressure effectively, or are too dangerously volatile. White gasoline (Amoco) has been used at 0° C. to 115,000 pounds per square inch and at room temperature to 150,000. The piston, approximately 0.080 inch in diameter, floats for a period of 30 minutes, falling in this time approximately 1/8 inch. This is a leakage rate of 1 cubic inch per month. With a load of 1,000 pounds, the torque necessary to rotate the piston is 8 inch-ounces, most of which is required for the thrust bearing supporting the load rather tan for the controlled-clearance bearing.
 

Triaxial Testing Cylinder

An early application of the controlled-clearance principle was in an apparatus constructed by Handin (2) for studies of rock deformation at confining pressures to 150,000 pounds per square inch and temperatures to 400° C. (Figure 5). The bomb rests on the platen of a hydraulic ram whose thrust is resisted and measured by a Baldwin SR-4 load cell (not shown) in a series at the top of the piston. External heat is supplied by a resistance-wire furnace.

In operation, the rock specimen, enclosed in a thin annealed copper tube to prevent absorption of the pressure-transmitting liquid (kerosene for moderate temperature and low-viscosity silicone for higher temperatures) is placed on the lower closure plug; the bomb is set on the platen, and the ram is moved upward until the piston makes up against the load cell. Confining pressure is built up to a desired value, putting the specimen under homogenous stress. The ram (with the bomb) is now either driven further upward for axial compression tests, or it is allowed to sink for the extension tests. In either case, there is a small relative motion of piston and bomb, and it is important that friction be held to a minimum. The friction is restricted to a region within the packing sleeve where the clearance is controlled by the packing pressure. The combined minimum leakage and friction occurs when the packing pressure is about one half the confining pressure. With this arrangement, friction of the moving piston is considerably less than 1% of the load. If the piston could be made to rotate between a pair of thrust bearings at its ends, the axial friction could be reduced much more.

Diameter of the piston in Handin's bomb is ½ inch. This is large enough to permit several kinds of experiments on a wide variety of materials. For example, in a space of the same dimensions, Bridgman has performed compression, extension, and shear tests on many metals and a few nonmetallic substances. The apparatus could be readily constructed to a large scale, increasing the number of possible subjects for investigation. For instance, it may be feasible to conduct routine triaxial tests on concrete at high pressures — in building structures such as large dams, the resulting economies could easily amount to millions of dollars.

The axial loading reported by Handin could be modified by the addition of a torque. Still further, the specimen could be a closed tube with either a positive or negative radial pressure gradient, axial tension or compression, and a torque. With this variety of loading, nearly all possible combinations of triaxial stress could be used to study elastic and inelastic behavior of materials.
 

Stirred Autoclave

Controlled clearance is particularly useful when positive agitation, mixing, or stirring, is required. For instance, some reactions, if allowed to stratify, become dangerous. While convective overturn can be brought about by thermal gradient in ca closed system, the overturning forces are so small that even small changes in physical properties of the reactants could alter the stirring rate in an unfavorable way and a runaway situation could develop. Under these or similar circumstances, some form of turbo-mixer is necessary. Up to a few thousand pounds per square inch, stuffing boxes can be used. At higher pressures, leakage, friction, and wear become serious.

To meet this situation, the Harwood Engineering Company has manufactured stirred autoclaves, essentially as shown schematically in Figure 6. Charge, H, is contained in vessel A. The stirrer shaft passes through closure C and gland G, with clearance at B controlled by auxiliary pressure P. The thrust exerted by the internal pressure is taken up on the bearings T. The stirrer in a typical unit is driven by a ¾ h.p. motor belted to the pulley M. Leakage amounts to about 1 cc. per minute. The design of this autoclave is not rigid; either much less or much more power input could be accommodated. An important advantage is that practically no heat is generated because the bearing is practically frictionless; hence, there is no special tendency toward polymerization at this point.
 

Restrictor Valve

It is particularly difficult to regulate flow of fluids when the rate is small, even at low pressure. The controlled-clearance principle can be applied to this problem. One way is illustrated in Figure 7, which shows a restrictor valve designed for 15,000 pounds per square inch. The fluid moves axially through the valve and its flow is governed by clearance between the solid plug (A) and the sleeve (B). The control pressure, contained in a closed system, is generated by the air booster which operates on instrument air. Thus, the valve is responsive to process instrumentation, and after being calibrated is susceptible of quantitative regulation. It will work over an enormous range of pressure, and if necessary, it can be built inside out — i.e., instead of contracting because of external pressure, the restricting element could be made to expand from pressure within. With either design, a fair range of sizes can be built, depending somewhat on the process pressure. Since there are no rubbing parts, wear in the valve itself is eliminated.
 

Balanced Design Devices

It is sometimes desired to transmit power into a pressure vessel by means of a shaft unencumbered by end thrust resulting from the pressure. Balanced design solves this problem.

All of the apparatus described here uses shafts or pistons which are unbalanced — in one way or another, axial thrust has to be absorbed. The axial thrust is countered by dead weights in the free piston gage, thrust bearings in the stirred autoclave, and the load cell press used with the triaxial test bomb. This condition exists wherever the piston or shaft terminates inside a pressure vessel. If a shaft were extended through, using two controlled-clearance bearings, both ends would be exposed to atmospheric pressure. Assuming that the shaft had the same diameter at both bearings, there would be no axial forces developed, regardless of pressure in the vessel, because there would be no unbalanced area upon which the pressure could act. Again, as with the apparatus described here, leakage would be low and the friction loss would be negligible.

Practically, the shaft needs to be long with respect to its diameter, and limberness is a virtue. Otherwise, tolerances for alignment of the bearings would tax the best toolmaker's talent. The controlled clearance during operation is approximately 2 microinches. Experimental data show that the length of the controlled-clearance path along the axis need not be more than 1/16 inch.

The balanced shaft offers opportunities for designing many useful devices, particularly stirrers and mixers, and for positive displacement circulating apparatus. Because friction is negligible, torque load within the vessel can be measured accurately. This allows the sensitive detection of such effects as viscosity changes which indicate progress of a reaction.


Literature Cited

(1) Bridgman, P.W., Proc. Am. Acad. Arts Sci. 47, 32 (1912).
(2) Handin, J., Trans. Am. Soc. Mech. Engrs. 75, No. 3, 315 (April 1953).
(3) Newhall, D.H., (to Harwood Engineering Company, Inc.), U.S. Patent 2,796,229 (June 18, 1957).
(4) Newhall, D.H., Johnson, D., Trans. Am. Soc. Mech. Engrs. 75, No. 3, 301 (April 1953).

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