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The Effect of Machining After Full Autofrettage

by Donald H. Newhall

An investigation of the effects of machining after autofrettage was made at Watertown Arsenal. For economy of time and material tests were made on many discs cut transversely from an autofrettaged gun tube rather than on many tubes, validity being established. It was found that thin slices of an autofrettaged tube when slit radially would open an amount dependent on the yield strength and modulus of elasticity yet reflecting alteration to the residual stress pattern by the Bauschinger effect and reverse yielding. The reverse yielding and the Bauschinger effect are clearly seen. Boring is shown to slightly increase the strength while turning has the opposite effects.

Introduction

In the design of high pressure apparatus, the advantage of the favorably oriented residual stresses developed by autofrettage is generally appreciated and has been widely discussed in the literature. (1), (2), (3), (4), (5). But less has been published about the alteration (6), (7), (8), (9), of these stresses when it has been necessary to machine the bore or turn the outside of cylinders after autofrettage. This paper reports an investigation (10) of the resulting stress patterns, using a new technique.

The alteration of residual stress by machining, is of current interest to those concerned with the design, manufacture, and use of high pressure equipment now in common use in industrial processing and research, particularly since it is well known that the elastic strength and resistance to fatigue is increased by autofrettage. (11), (12), (13). It became an important consideration during World War II when autofrettage was first used in the production of large numbers of cannon by the U.S. Army. At that time the author, then an officer in the Ordnance Department was in charge of this phase of cannon tube manufacture at the Watertown Arsenal. While steps were taken to keep machining to a minimum, still an appreciable amount was necessary to finish the tube.

Background

The autofrettage method used by the U.S. Army is unique with them and is described in Hayes' Ordnance (14). Briefly, a series of containers consisting of heavy walled steel cylinders, machined out in a female relationship to the outside contour of the cannon tube as it was prepared for autofrettage are stacked, dowel-located on to another, in a vertical two-poster press, with a removable top cross rail. The bored contour in the containers is slightly larger than the corresponding cannon contour to allow the cannon, when subjected to internal pressure, to expand permanently 6 percent, found by experience to result in complete autofrettage in sections encountered in cannon design. The base of the press contains a jack, so arranged that it can push the gun tube out after processing, for the muzzle end is always gripped to some extent by the container upon release of the autofrettage pressure. Prior to inserting the cannon into the containers, it is coated liberally with grease. Small holes approximately 1/8" in diameter are provided radially at strategic levels in the containers to allow the surplus grease to flow from them. The progress of the autofrettage is readily monitored by the flow of grease. The muzzle end completes its expansion first and the breech end, with its higher wall ratio, last. When the grease stops flowing at a particular section it indicates that the gun tube has expanded to fill the container at that point. The grease is carefully selected to serve also as a lubricant in the jacking out step of the process. Pressures up to 150,000 psi are used to produce the desired expansion. Filler bars are placed inside the tube to diminish the amount of fluid to be pumped during processing. The scheme is simple and allows fast operation. The time required to process a 90mm antiaircraft gun tube is 12 minutes, which is far faster than other processes in vogue at the time.

In designing the gun tubes for the prior-to-autofrettage contour, care had to be taken that the taper was not so small that an inordinate amount of jack force was required to remove the guns from the containers because of the gripping, mentioned above, at the muzzle end. This consideration tended to leave considerable metal to be turned from the outside after autofrettage and was one of the major reasons for this study. If it could be proved that the residual stresses in a relatively thin disc cut from an autofrettaged tube retained essentially the same pattern and magnitude of residual stresses existing in the complete tube itself, the experimental procedure could be considerably shortened and simplified, for then, thin discs could be machined and tested instead of whole cylinders.

Theoretical Considerations

In the classical determination of residual stresses left by autofrettage, one subtracts from the plastic stress distribution existing at maximum autofrettage pressure the elastic stress distribution, stated by Lamé's equations (15), released when the autofrettage pressure is removed. The residual stresses so determined are (9), when yielding is assumed to occur by the maximum shear (Tresca) theory:
equations    Equation (1)
equations    Equation (2)
where St is the tangential stress, Sr the radial stress, Sy the yield strength (at arbitrary offset), b the exterior radius, and w the wall ratio, exterior to bore radius of the cylinder.

If a disc as described above is cut radially the residual tangential stresses, varying from comprehensive at the bore to tensile at the periphery cause the disc as a whole to dilate, with a tapered opening corresponding to the cut. If the disc is now treated mathematically as a curved beam, of constant curvature, it can be shown that upon evaluating the couple necessary to reclose it, the stresses developed will be the same as those relieved by the cut-through described by different constants, as follows:

    Equation (3)
equations    Equation (4)
where E is the Young's modulus of the material, d is the diameter of the disc after autofrettage and Dd is the increase in diameter after cutting radially. Thus it appears that the ratio Dd/2d is a constant and equals Sy/E independent of the dimensions of the wall ratio of the disc.

One can visualize that a low value of Dd/2d on Figure 4 implies a relatively weak gun, for Dd is proportional to the locked-in favorable residual stress.

If the von Mises-Henchy (16) theory of yielding were used, Dd/2d would not be quite a constant since that theory is slightly sensitive to the wall ratio of the cylinder that is yielding.

Experiment

Preliminary experiments were made (10), (17). In the first, two cylinders were prepared from steel with essentially identical properties and autofrettaged with bore expansions of 6 percent. One cylinder had a wall ratio of 3½ to one and the other 1.92. Subsequently, both cylinders were soaked at 575° K to diminish the hysteresis loop after pressure expansion. This was the established army procedure following autofrettage. The expansion curves incidental to autofrettage are shown in Figure 1, while Figure 2 shows the comparison of these two cylinders in a pressure expansion test, subsequent to changing the larger wall ratio to 1.92 by boring approximately 20% larger and reducing the outside diameter 35% by turning. It is seen that the cylinders are of nearly identical strength, indicating that this matching had little effect.

In the second experiment, a few discs were cut and ground on both faces to ½" thickness from two gun tubes, 155 mm and 90 mm, processed with 6 percent borg expansion and subsequently soaked at 575° K. A milling cut was made radially from the outside to the bore, releasing the residual stresses. The radial and tangential stresses are principal stresses the radial cut relieves them, and the disc opens to a larger diameter. If the autofrettage stresses developed in the long cylinder are retained in the thin slice, the increase in diameter provides a measure of them (see Appendix).

The discs increased in diameter, following the radial cut, an amount very close (within 5%) of that expected from the constant Dd/2d = Sy/E. The material in these discs had properties essentially the same as the material used to develop Figures 1 and 2. Thus it appears that the thin slices retain practically all of the autofrettage.

In view of the encouraging results of the preliminary experiments an 105 mm howitzer was diverted from production for conclusive tests. This was a centrifugally cast tube, number C-3615, and had been processed through autofrettage and subsequent routine soak at 575° K. It was reported to have the physical properties shown in the table:
 
Table 1
 
Yield Strength
Tensile Strength
Elongation
Red.
Charpy Impact
Breech 6 o'clock
79,500 psi
104,000 psi
21.4
58.9
39.1 ft. lbs.
Breech 12 o'clock
80,500 psi
104,000 psi
19.3
50.2
37.4 ft. lbs.
Muzzle 6 o'clock
77,000 psi
99,500 psi
23.6
65.7
44.7 ft. lbs.
Muzzle 12 o'clock
76,500 psi
99,500 psi
23.6
62.0
47.5 ft. lbs.
The tube had the following chemical analysis and had received the tabulated heat treatment prior to autofrettage: 
C
Mn
Si
S
P
Cr
Mo
Cu
V
.255
.74
.195
.017
.011
.91
.49
.16
.095
 
Heated to:
Hours Held:
How Cooled:
1475° K
16
Air
1145° K
9
Furnace
1175° K
9
Water, 3½ mins. & 9 mins.
980° K
7
Furnace
 
After removing sufficient metal from each end to avoid extraneous effects, the weapon was cut traversely into 124 slices, ground on both sides to ½" thick and numbered consecutively from muzzle to breech 1 to 124 (some of the discs were reserved for another experiment). Before grinding, the slight taper of the outside diameter was trimmed off. The amount of this trimming was negligible. One series of discs was tested with no machining, while other series were machined with 2½, 5, 10, 15, 20, 25, or 30% of the outside diameter turned off. Other series were machined with similar percentages of bore increase. Still other services were tested without various combinations of boring and turning, After cutting radially and measuring the changes in diameter, the data in Table 1 were tabulated and shown in Figure 3.

Conclusion

Measurements of the Dd/2d ratio of the discs after slitting radially are shown in Figure 3. It will be noted:
  1. Nearly all values of the stress factor, Dd/2d (excluding points for the muzzle end of the canon, to be discussed later), lie within a zone of variation of roughly ±10% from the theoretical based on the Tresca theory of yielding.
  2. All the points for no machining lie below the theoretical level, the average difference being about 7%.
  3. Four fifths of the points obtained after boring lie above the theoretical by about 6%
  4. All but one of the points after turning are below the theoretical and their average exceeds the average of the points for no machining by about one percent, which is of doubtful significance.
From these results we conclude that the normal machining incident to this process of gun production does not appreciably affect the strength of a gun tube as increased by favorably oriented stresses locked in by autofrettage. This is confirmed by the fact that approximately 60,000 cannon were processed in confirmation with the results of this investigation with no instance of faulty performance in the field traceable to this technique — accurate records being kept for every piece.

Discussion

Regarding Figure 3, one is at once struck with the fact that for all discs up to No. 35, beginning with the muzzle end, observed values of Dd/2d are well below the line marking the theoretical value, Sy/E. The outside surface of the muzzle end comes into contact with the bore of the container at approximately 40,000 psi. About 120,000 psi is required before the breech end is fully autofrettaged, which means that eventually an excess of 80,000 psi has forced the muzzle end out against its container. When the full autofrettage pressure is released, the elastic recovery of the container is greater than the elastic recovery of the muzzle end of the tube, locking the tube into a container with a considerable pressure at the interface. Apparently the residual stresses are adversely affected by this condition as shown by the lower Dd/2d ratios, which suggests that the interface pressure is sufficient, in this region, to cause extensive reverse yielding in the gun tube. This isn't surprising when one reflects that a cylinder subjected to external pressure only, as is the gun tube when autofrettage pressure is released, develops a compressive bore stress which according to Lamé is:
    Equation (5)
or in this instance, the wall ratio being approximately 1.5,
st = -3.6Po
(the minus sign indicating compression), where Po is the interface pressure. When this stress is added to the compressive stress due to the autofrettage in a material whose compressive strength has already been diminished by the Bauschinger effect (18), it is apparent that the reverse yielding in this region has been enhanced.

When it is assumed that the yield strength in tension and compression are equal, Turner (19) shows that for wall ratios in excess of 2.2 there will be reverse yielding. Actually, due to the Bauschinger effect, reverse yielding occurs in wall ratios less than 2.2. Bauschinger points out that overstraining  in one direction increases the yield strength in that direction while diminishing that in the other direction. Thus in the process of autofrettage, involving as it does overstrain in tension, the compressive yield strength is diminished, the maximum effect being at the bore. That there has been reversed yielding throughout the length of the tube is apparent from the boring operation which produces an improvement in the Dd/2d ratios whereas turning has the opposite effect. The boring removes metal in which reverse yielding has occurred while turning removes metal that has been overstrained in tension only and has thereby acquired a higher yield strength.

As a visual aid, the points for the condition of no machining have been plotted, Dd/2d against wall ratio, in Figure 4, line B. To better show a trend the mid-points have likewise been plotted, and they are connected with a solid line. The lines of least regression for the two sets of points are shown, ignoring the discs numbered 30 or lower for the reasons set forth above. As noted, all points fall below the theoretical constant value. The evident explanation for this, as suggested above, derives from the reverse yielding and Bauschinger effect in the tangential stresses as the ultimate autofrettage pressure is released. Moreover, for the higher wall ratios the range of elastic stress is greater and consequently there is a greater Bauschinger effect and a greater opportunity for reverse yielding. This adversely affects the residual stress distribution and the differential diameter reflects this.

It is interesting to note the apparent correlation of the amount of boring and the amount of turning. Figure 5 shows the effect of percentage boring or turning on the Dd/2d ratio. For the former it appears that the relative strength of the disc is increased by the removal of the material subject to reverse yielding. The point for 30 percent boring suggests that the process has gone too far. On the other hand, as metal on the outside (which has not been subjected to reverse yielding but has been strengthened by overstrain in tension) is turned off, the remainder of the tube, having a proportionally larger portion weakened by reverse yielding, has a diminishing Dd/2d ratio. The fact that in both cases linearity is apparent is interesting and suggestive, but quantitative discussion of the reverse yielding is not justified with this data.

As noted, equations (1) and (2) were developed on the basis of the Tresca theory of yielding, occurring first at the bore, when the maximum shear stress is equal to the half of the tensile yield stress of the material. Generally more accurate is the von Mises criterion based on the constant energy of distortion, but this is mathematically far more unwieldy and the differences between the two are small. According to Tresca the pressure for initial yield is:

    Equation (6)
and according to von Mises:
    Equation (7)
For wall ratios of 1.5, 2.0, and 2.5 the corresponding ratios of yield pressure, von Mises to Tresca are, respectively, 1.118, 1.143, and 1.150. The von Mises criterion would indicate higher yield pressures, but quantitatively would not affect our results.

This investigation was very beneficial in improving the efficiency of the autofrettage process, by showing that any extra machining resulting from a desired adjustment of wall ratio, particularly if the muzzle end were thickened to avoid the difficulties caused by excessive gripping there, would not materially impair the strength of the gun. It is to be noted that the technique of this experiment is very attractive on the score of economy, both of time and expense. Many gun tubes would have been required to attain the credence resulting from the present work. It is hoped that the method may be applied with respect to high strength materials and to only partially autofrettaged tubes.

Appendix

The stresses released when a disc is cut transversely from an autofrettaged cylinder is slit radially may be determined by measuring the increase in diameter resulting from the cut. The solution is made by treating the cut disc as a beam of constant curvature and determining the couple necessary to bring the ends back into contact, i.e. to return the disc to its original size and shape. The couple is that which was released by the cut. Timoshenko's (20) treatment is readily adaptable to this problem.

In Figure 6, which represents a radially cut disc,

    Equation (8)
where V is the displacement at radius b corresponding to the small angle a. We also have, from Timoshenko:
    Equation (9)
where B is a constant in the general expression for the moment of a curved bar subject only to couples applied at the ends, whence:
    Equation (10)
and to close the ring the required moment is:
    Equation (11)

The stress distribution in the beam is given by the following equation, all the residual stress having been relieved by the cut:

    Equation (12)
and
    Equation (13)
in which we use the abbreviation
    Equation (14)
From equations (11) and (14), we have:
    Equation (15)
Substituting from Equation (8)
    Equation (16)
giving
    Equation (17)
We now replace b/a by the dimensionless ratio w and b by d/2, which gives
    Equation (18)
and
    Equation (19)
For convenience Equation (11) may be rewritten in these terms:
    Equation (20)

The moment M may also be evaluated by an alternate approach. Referring to Figure 7, which shows the distribution of residual tangential stresses after autofrettage, expressed algebraically by Equation (1). By taking the moment about 0 of the forces released when the disc is cut and noting that radial stresses produces no moment, the moment necessary to return the disc to its original size is:

    Equation (21)
Substituting equation (1) for St,
    Equation (22)
from which we find
    Equation (23)
Comparing equations (20) and (23),
    Equation (24)
which reduces to
    Equation (25)

Conversion Factors

1 inch = 25.4 mm
1 pound/in² (psi) = 6.89 N/m²
1 foot pound ft-lb = 1.36 Nm

References

(1) Bridgman, P.W. "An Experiment in One-Piece Gun Construction" Mining and Metallurgy, p. 2. (Feb. 1920).
(2) Timoshenko, S., Strength of Materials, Part II, pp. 386... Van Nostrand, Princeton, NJ, 1956.
(3) Davidson, T.E., C.S. Barton, A.N. Reiner, D.P. Kendall, "Overstrain of High-strength Open-end Cylinders of Intermediate Diameter Ratio." Experimental Mechanics, 335-352, Pergamon Press, Oxford, 1963.
(4) Babb, S.E., Jr. "High Pressure Experimentation" in Technique of Inorganic Chemistry, Vol. VI, Jonassen, H.B. and A. Weissberger, Eds., Wiley, New York, 1966.
(5) Tsiklis, D.S., Handbook of Techniques in High Pressure Research and Engineering, Trans. Ed. by A. Bobrowsdky, pp. 55.... Plenum Press, New York, 1968.
(6) Sachs, G. and G. Espey, "The Measurement of Residual Stress in Metal," Iron Age, 148 (12) 63-71; (13) 36-42, (1941).
(7) Franklin, G.R. and J.L.M. Morrison, "The Autofrettage of Cylinders: Prediction Pressure/External Expansion Curves and Calculation of Residual Stresses," National Engineering Plasticity Report, No. 171, (Dec. 1959).
(8) Davidson, T.E., D.P. Kendall, A.N. Reiner, "Residual Stress in Thick-walled Cylinders Resulting from Mechanically Induced Overstrain," Experimental Mechanics 3, 253-262, (Nov. 1963).
(9) Kendall, D.P., "The Effect of Material Removal on the Strength of Autofrettaged Cylinders," Watervliet Arsenal Technical Report WVT-7003, Jan. 1970.
(10) Newhall, D.H., "The Effect of Machining on Guns after Autofrettage," Watertown Arsenal Report No. 662/19, Nov. 1940.
(11) Newhall, D.H. and P.R. Kosting, "Progressive Stress Damage and Strength of Centrifugally Cast, Cold-worked Gun Tubes," Watertown Arsenal Report No. WAL 731/281, June, 1949.
(12) Austin, B.A. and B. Crossland, "Low-Endurance Fatigue Strength of Thick-walled Cylinders: Development of a Testing Machine and Preliminary Results," Proc. Inst. Mech. Eng., 1965. Vol. 180, Part 1, No. 2.
(13) Austin, B.A., A.N. Reiner and T.E. Davidson, "Low Cycle Fatigue Strength of Thick-walled Pressure Vessels." J. Inst. Mech. Eng., April, 1968.
(14) Hayes, T.J., Elements of Ordnance, p. 164, Wiley, New York, 1938.
(15) Timoshenko, S., Ibid. p. 208.
(16) Hill, R., Mathematical Theory of Plasticity, pp. 20.... Clarendon Press, Oxford, 1950.
(17) Stumpf, R.H. and Newhall, D.H., "Progress Report on Study of Residual Stresses," Watertown Arsenal Report No. 660/11, Oct. 1940.
(18) Hill, R., ibid. p. 8.
(19) Turner, L.B. "The Stresses in a Thick Hollow Cylinder Subjected to Internal Pressure." Trans. Camb. Phil. Soc. 21, No. 14, 385 (1909).
(20) Timoshenko, S. and J.N. Goodier, Theory of Elasticity, 2nd ed., pp. 55.... McGraw-Hill, New York, 1951.

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