|           
Introduction
         The Institute for Electrical
and Electronic Engineers (IEEE) sent an
         Open Letter to Congress
on June 9, 1999 expressing the perspective of that
         organization concerning
the seriousness of Y2K. The letter includes a description 
         of Y2K and the embedded
systems crisis as "non-solvable" and
         as a "crisis". It also states
that the crisis has not begun to get the
         attention it deserves. (A
copy of the Open Letter can be seen at
        ( 
http://www.ieeeusa.org/FORUM/POLICY/99june09.html.)
         The IEEE's admonitions seem
to have fallen on deaf ears, particularly when it comes 
         to the President and the 
present Administration.
         The letter may not have come
to the President's attention. Copies
         have been sent to the head
of the President's Council. The letter does not
         appear to have changed the
perspective of either the President or the head
         of the President's Council.
         What accounts for the current
approach that Administration has been
         taking concerning Y2K? It
may be that the President has not taken to heart
         the concerns that have been
expressed to him regarding the seriousness of
         the problem. On the other
hand, he may have some recognition of the
         seriousness of the problem,
but he may have determined that substantially
         increasing Federal efforts
to address the problem now is not the best policy.
         Could it be that the President
has purposely decided to wait until
         around the time of the December
31st rollover to bring substantial resources
         to bear on the problem?
If so, why would he have made such a decision?
         and could it be that he
has made such a determination based out of
         concerns for the economy
and political concerns?
                 In June 1999, someone told me off 
          the record that the President told  
                  some acquaintances of hers 
          that he is indeed waiting for the December 31st  
                  rollover and the aftermath 
          before committing more substantial resources to  
                  the Y2K. On July 28, at the 
          Y2K Conference at George Washington  
                  University, Congressman Dennis 
          Kucinich revealed that he viewed the  
                  President's actions in just 
          this way. (See the Appendix of Part 4 for the  
                  transcript of the excerpted 
          exchange between Congressman Kucinich and  
                  Paula Gordon. The excerpted 
          exchange is also available at  
                  ( http://users.rcn.com/pgordon/y2k/.) 
                 From my vantage point, by
delaying action that would help safeguard
         the public good, the President
is abrogating his responsibilities as President. 
         Waiting until the rollover
to act will be too late and will result in untold
         hardship and suffering for
many. Waiting will also mean substantially
         adding to the long term
costs of recovery.
         If the President were to
exercise real leadership on this issue, he
         would persuade the public
to begin to begin to make necessary preparations
         now.
         Impacts could be substantially
minimized if concerted actions were
         also taken now to avert
numerous technological disasters that can be
         expected. This includes
disasters of the magnitude of Chernobyl and
         Bhopal. The U.S. and the
U.N. (and related global institutions) simply have
         not treated the Y2K and
embedded systems crisis as a crisis and, with
         extremely limited exceptions
have not organized efforts and brought
         necessary resources to bear
in minimizing technological disasters. Part of
         the reason that international
organizations have failed to treat Y2K as a
         crisis may well be the absence
of US leadership and dedicated resources.
         If the President continues
to pursue his present course of restrained
         activity and if he fails
to engage in crisis-oriented action and
         problem-solving, the Y2K
crisis could well go down in history as the worst
         instance of malfeasance
in public office in the history of the nation.
         One thing is clear: the President's
failure to take adequate actions
         now to encourage the public
to take adequate preparations and to minimize
         the impacts of Y2K and the
embedded systems crisis will cost the nation
         and the world dearly. For
whatever reason or set of reasons, he is in
         effect failing to place
the public good first. It is my hope that the
         President will realize his
errors in judgment and depart immediately from
         his current plan which from
all indications is to wait to act until the
         rollover before bringing
needed resources to bear. The Y2K and embedded
         systems crisis is most assuredly
an instance where "an ounce of prevention" is 
         worth far,far more than
"a pound of cure".
  
         A Perspective
Concerning the Y2K and Embedded Systems Crisis
  
         As of August 18, I provisionally
estimate the impacts of the Y2K and
         embedded systems crisis
to be between 4.5 and 9.5 on the impact scale. This is 
         slightly changed from the
previous month when my estimate was between 4 and 9.5.
  
         The 9.5 figure assumes that
the Federal government continues on its
         present course of relative
inaction and
         1) fails to engage in broader
and accelerated remediation efforts to prevent
         or minimize serious and
potentially catastrophic problems with the highest
         risk systems, plants, sites,
pipelines, etc. that are otherwise likely to occur
         nationally and globally
and
         2) fails to engage in concerted
emergency preparedness actions, including
         urging and assisting the
populations here and abroad to begin now to store
         adequate supplies of non-perishable
food and water and
         3) fails to make other preparations
that could help ensure social stability
         during and after the rollover.
This includes encouraging the postponement
         of celebrations for several
weeks, if not a full year to 2001 in order to
         minimize a set of totally
preventable problems that can otherwise be
         anticipated at the time
of the rollover.
         The Likely
Outcome
         In June of 1999, I had estimated
that impacts could be as low as a 4 if
         the Federal government determined
that the Y2K and embedded systems
         crisis was indeed a crisis
and took responsible action to address the threats
         and challenges posed and
minimize the expected harmful impacts. This
         would include creating a
Special Action Office for Y2K in the Executive
         Office of the President
and establishing a similar effort at the UN. These
         efforts would treat the
situation as the crisis that it is and engage in
         proactive steps to ensure
that everything is done that can be done to
         minimize harmful impacts,
particularly technological disasters, both here
         and abroad. Extraordinary
resources and talent needs to be devoted to
         such efforts now.
         As of August 1999, my lower
level estimate increased to 4.5. This is owing to
          failure of the government
to move decisively to implement a
         crisis-oriented and action-oriented
approach to addressing Y2K. Failure to
         act has left less time to
take actions that are yet needed to minimize
         impacts. My lower level
estimate has also moved up from a 4 owing to the
         fact that so many of those
I know about who have first hand knowledge of
         remediation efforts are
reporting serious discrepancies between the
         progress that has been reported
and the reality.
         My estimate of the maximum
level of impacts has moved up from an 8
         since the first of the year
owing to my increased awareness of the serious
         problems associated with
weapons systems (because of human, as well as
         computer interfaces), nuclear
power plants, chemical plants, hazardous
         materials sites and facilities,
refineries, and pipelines.
         I am also at a provisional
9.5 level as a maximum prediction because
         of the apparent reluctance
on the part of the Clinton Administration to initiate
         the kinds of actions that
are needed.
         Where Does
the President Stand on Y2K?
         Since learning of Y2K, I
have been trying to solve a mystery
         concerning what could possibly
account for the apparent reluctance of the
         Clinton Administration to
declare Y2K a crisis and act accordingly. In my
         first conversation with
the head of the President's Council in June of 1998, I
         asked what steps were being
taking to minimize the wide range of disasters
         that could be expected.
The response was that the Council would be
         making assessments and would
determine what actions needed to be taken
         in Spring of 1999. No definitive
determinations seem to have been reached 
         as of the Summer of 1999.
         In June of 1999, on receiving
some new information concerning
         statements that the President
had reportedly made in private, I developed a
         working hypothesis that
the President has made a political calculation not to
         substantially increase efforts
to address Y2K now, but to instead wait until
         the December 31 rollover.
Has the President made a calculated judgment
         that it is best for the
economy and that it is best for political reasons to
         wait to act until after
the rollover and then step in and focus Federal
         efforts on the recovery
period?
                 I shared much of this hypothesis 
          with Congressman Kucinich in a  
                  public forum on July 28 at 
          the Y2K Conference held at George Washington  
                  University in Washington, 
          DC July 26 - 30. I asked the Congressman what  
                  his views were. To my surprise, 
          he said that the President has indeed  
                  made a decision not to focus 
          on addressing Y2K now owing to the negative  
                  impact that raising the public's 
          awareness of the seriousness of the problem  
                  would likely have on the 
          economy and hence the next election. Congressman   
                  Kucinich also noted that 
          the President may be reluctant to acknowledge the  
                   seriousness of Y2K 
          and take "ownership" and responsibility now because doing   
                  so would be unnecessarily 
          assuming too great a "political" risk. By acknowledging the   
                  problem now and taking appropriate 
          steps to address it now, he would be more likely to  
                   receive the blame for 
          the negative outcomes that nonetheless occur.  
                   (See Appendix A or 
          http://users.rcn.com/pgordon/y2k/ 
          )  
            
                 Assuming that this is an
apt assessment of the President's strategy, it
         seems to me that by failing
to take responsible action now, the President is
         acting in a way that jeopardizes
the futures and the quality of life of many
         millions, if not billions
of people around the world. His failure to act now is
         jeopardizing the very future
of the country and the world.
         In talking with someone who
has spoken with the President and the
         Vice President about Y2K
on several occasions over the past several years, I 
         have concluded that the
President has a better overall comprehension of
         the seriousness of Y2K than
has the Vice President. It is not clear that
         either of them comprehend
the full seriousness of the problem. It is my
         sense that the President
never would have opted for such a strategy had
         anyone been able to convince
him how serious the impacts of Y2K and the
         embedded systems crisis
could be. On the other hand, there would be
         little potential "political
payoff" for opting for such a strategy if he
         did not expect that the
impacts of Y2K would be at least in the 3 to 5 range
         on the impact scale.
  
         From all indications, both
the President and the Vice President
         appear to have an inadequate
understanding of the embedded systems
         aspect of Y2K. Neither do
they appear to comprehend fully the daunting
         character of the information
technology/communications technology aspects
         of the Y2K problem. If they
were more informed concerning the embedded
         systems challenges facing
nuclear power plants, chemical plants, refineries,
         hazardous materials sites
and facilities, and oil and gas pipelines, surely
         they would not hesitate
to take action to ensure that such hazards were
         minimized to the extent
possible both here and abroad.
         Apparently no one has been
successful in both getting access to the
         President and the Vice President
and convincing them of the special threats
         and challenges posed by
the malfunctioning of embedded systems in the
         highest risk systems, plants,
sites, facilities and pipelines. Indeed, even
         top officials at the Nuclear
Regulatory Commission (NRC) do not seem to
         comprehend fully the direct
as well as indirect impacts that malfunctioning
         embedded systems can have
on "safety critical" systems.
         No one in the immediate circle
of the President or the Vice President,
         including officials who
have roles on the President's Council on Y2K, seems
         to comprehend fully the
importance of the embedded systems aspect of the
         problem. There are no technical
experts on staff with backgrounds that
         included a knowledge of
embedded systems. As of late Spring of 1999, the head 
         of the President's Council
asked the National Institute of Standards
         and Technology to provide
him an assessment of the seriousness of threats
         posed by embedded systems.
That assessment should be forthcoming in
         August of 1999.
  
         The June 9,
1999 Open Letter to
         Congress from
the Institute of
         Electrical
and Electronic Engineers (IEEE)
         I am not at all convinced
that anyone at the top of the Administration,
         through and including the
President's Council, comprehends the
         seriousness of our present
crisis as it is described so succinctly and so well
         in the June 9, 1999 open
letter to Members of Congress from The Institute
         of Electrical and Electronics
Engineers, Inc. (IEEE). In their letter, the IEEE
         provides an excellent overview
of the complexities of issues relating to the
         Y2K and embedded systems
"crisis" (and indeed the word "crisis" is used in
         the letter). (For a copy
of this letter, see
         http://www.ieeeusa.org/FORUM/POLICY/99june09.html.)
         The head of the President's
Council has repeatedly referred to Y2K as
         a solvable problem. According
to the IEEE letter, neither the informational
         technology aspect of the
crisis, not the embedded systems aspect of the
         crisis can be solved in
time.
         The President told a mutual
acquaintance in June that he has
         delegated sole responsibility
for Y2K to the head of the President's Council
         for Year 2000 Conversion.
Mr. Koskinen has indicated little natural
         inclination to transform
Federal activities into crisis-oriented and
         action-oriented efforts.
It can be argued that such a transformation is
         necessary in order for there
to be the best possible chance of minimizing
         technological disasters
here and abroad. I have repeatedly challenged him
         to address such matters,
beginning as early as June 1998. The head of the
         President's Council has
to date failed to ask for adequate resources to take
         action to minimize even
the infrastructure disruptions that can be expected
         in the United States, let
along the catastrophic events that can be expected
         both here and abroad.
         According to a column by
Stephen Barr on Y2K in the August 10,
         1999 Washington Post, a
spokesman for the President's Council said that
         they were "currently looking
at the chemical sector and other areas to see
         how we can best collect
more information and have a positive impact on
         activity with the (chemical)
industry".
         Barr also noted that Senators
Robert Bennett and Christopher Dodd
         have urged the President
to "convene a special summit to assess the Y2K
         readiness of the nation's
chemical industry".
         While these are steps in
the right direction, information gathering and
         assessment efforts need
to be translated immediately to action. The focus
         on action is still missing.
The proposed summit could be a means of
         making up for such a deficiency
if it were to focus on development of an
         action plan and implementation
strategies that could be adopted as soon as
         possible.
  
         The Information
Coordination Center (ICC)
         Some might argue that the
newly formed Information Coordination
         Center (ICC) has been set
up to address the need for action. Close
         scrutiny of the materials
that have been made public concerning this new
         enterprise reveals that
the ICC is not focused on taking preventive actions 
         between now and the December
31st rollover. The ICC appears to be
         focused instead on making
sure that information is gathered which will
         enable the government to
best address the rollover and the post rollover
         period. The ICC in no way
addresses the need for a crisis-oriented and
         action-oriented effort that
can take action to minimize harmful impacts
         between now and the rollover.
         An amendment to Executive
Order 13073 (the Executive Order that
         established the President's
Council on Year 2000 Conversion) provides for
         the establishment of this
major "information coordination" effort focusing on
         Y2K-related information
gathering and assessment efforts. These efforts
         are geared to response,
recovery, and continuity planning and
         implementation, not to actions
that could be taken before the problems
         occur.
         The establishment of the
ICC was at first in many ways a mystery, but
         its establishment becomes
much less of a mystery when viewed in light of the 
         President's evident strategy
not to take decisive action until the rollover
         and post rollover period.
Evidently some 40 people are soon to be involved
         in the ICC effort (around
four times the size of the present full time staff of
         the President's Y2K Council
that is housed in the Old Executive Office
         Building). Over 200 will
be new hirers or detailees from other agencies are
         to swell the ranks of the
ICC by the time of the rollover.
  
         The Metaphor
of a Room Filled with Time Bombs
         There is a metaphor that
aptly describes the evolution of Federal Y2K
         efforts, including the establishment
of the ICC. Imagine that you are in a
         roomful of people. In that
room are numerous time bombs of all sizes. One 
         might expect that the people
in the room would determine that it is in
         their best interest to organize
and take action. One possibility is that they
         would decide to defuse the
largest time bombs first and then move on to
         defusing the smaller time
bombs that are apt to cause less damage. In
         applying the metaphor in
our current situation, what we find instead is that most 
         are apparently content to
sit around and simply plan what to do if and
         when the time bombs go off,
and put in place plans for such eventualities. One 
         does not have to have the
IQ of a genius to realize that there is
         something wrong with such
a picture. Planning for future actions is not the
         same as taking action now
that could make future actions unnecessary.
         For whatever reasons, the
people in the room seemed to be inclined
         to focus attention on contingency
planning and planning for what actions
         would be needed after the
"bombs" go off. They seem reluctant to take
         actions now that would minimize
the danger. What could account for such
         inaction? There are many
possible answers:
         ~ They may not be used to
assuming a responsible role in a high risk
         situation;
         ~ They may lack the necessary
courage;
         ~ They may lack the initiative.
leadership, understanding, and vision;
         ~ They may believe that someone
else will take the action that is needed;
         ~ Inaction can also be rooted
at times in ignorance of the threats, denial,
         and wishful thinking;
         ~ Inaction may be based in
blind hope that surely the problem could not be
         that as serious as some
contend it is; or
         ~ They may simply not be
using commonsense!
         Indeed, all of these may
help account for the absence of meaningful action.
         However, the reason that
any or all of these natural proclivities could
         continue to account for
the relative inaction that characterizes present efforts
         is that those at the highest
level of government, including the President, are
         failing to acknowledge the
seriousness of the problem and are themselves
         failing to lead the way
by taking appropriate action. They are failing in their
         responsibility to take action
that would protect and safeguard the best
         interests of the nation.
It appears that for whatever reason the President is
         not intending to take action
until the rollover. He may be assuming that the
         time bombs are relatively
innocuous and will not have a catastrophic
         impacts when they go off.
No one as yet has apparently successfully
         informed him or convinced
him otherwise.
         The engineers who tried to
convince the powers that be not to go
         ahead with the Challenger's
launch were not listened to either. In this case,
         the engineers have apparently
not even met with the President to make sure
         he understands the seriousness
of the situation.
         It is very likely that because
the President has failed to take action,
         that others in roles of
public responsibility are also disinclined to take
         action. The President's
inaction can give the impression to other ~
         public officials as well
as the general public ~ that there is no need
         to treat this matter with
any sense of urgency. After all, by his own
         example, he is obviously
not treating it with any sense of urgency.
         There are others who do have
a sense of urgency, but these
         individuals are often not
able to get the support that they need to act,
         because the seriousness
of the problem has not been officially recognized
         by the President, the Vice
President, and the Council that he has authorized
         to assume the lead role.
         The Consequences
of
        Failing to Act Now
         One must recognize that when
and as reality takes hold concerning
         the seriousness of the situation
that we are in because of the Y2K and
         embedded systems crisis,
the economy will likely be shaken to the core. 
         Prolonging the onset of
likely economic dislocations in effect helps to
         perpetuate the status quo,
but in this instance, it can readily be argued,
         delaying action until the
December 31 rollover, could well create an even
         greater crisis, in all ways,
including economically.
         Failure to take responsible
action that could minimize impacts later
         can also be seen as being
in total contradiction to the principles and
         foundations of American
government. This happens when public officials
         fail to take responsible
action. It occurs when public officials neglect the
         obligation that take upon
themselves when they enter public office or a role
         of public responsibility
to act in such a way that their actions safeguard the
         public interest.
         Waiting until the rollover
to act is not acting in the public interest. Waiting until the 
         rollover to act will result
in untold additional costs,
         and not just in terms of
impacts on the lives and livelihoods of individuals and
         families. It will have extraordinary
impacts on communities, businesses,
         industry, the disadvantaged,
the aged, the disabled, and the infirm. It will
         affect all sectors of society.
There will be untold additional costs associated
         with public health and safety
consequences and restoring environmental
         viability in areas affected
by technological disasters. Even more important,
         the long term consequences
regarding the possible destruction of an
         already fragile social fabric
might not be readily mendable ~ if indeed it can
         be mended at all.
         What must be remembered concerning
the threats and challenges
         posed by the Y2K and embedded
systems crisis, is that a person's psyche
         can also be shaken to the
core when the seriousness of the crisis is fully
         faced. It may take weeks,
if not months, for an individual to achieve a some
         sense of equilibrium in
his or her life after beginning to grasp the
         seriousness of the crisis.
If the seriousness of the situation does not dawn
         on an individual until soon
before rollover or until the time of the rollover,
         there will not be adequate
time for those individuals to take preparedness
         steps. Such preparedness
steps could help give them and their families at
         least a minimum sense of
security confronting the unknowns associated
         with Y2K.
         The sooner that people comprehend
the seriousness of Y2K, the
         better able they will be
to take preparedness steps and to establish some
         sense of psychological equilibrium.
Such equilibrium may well be crucial to
         getting through the post-rollover
period, a time which is apt to be filled with
         many intermittent surprises
and problems.
         A Similar Absence
of
        a Sense of Crisis
at the Global Level
         In attending some of the
open portions of the UN and International
         Y2K Cooperation Center programs
in New York held June 21 through 23, 
         I became increasingly concerned
that national and global efforts are not
         designed in a way that will
help ensure a minimum of either technological
         disasters or infrastructure
disruptions, nationally or globally. Hardly any
         mention was made during
the two days that I attended of possible Bhopal-
         and Chernobyl-type disasters
that could occur in the US and around the
         world. There seems to be
a great deal of denial concerning such very real
         possibilities.
         Part of the focus of these
meetings was on contingency planning and
         emergency preparedness planning,
but both contingency planning efforts
         and emergency preparedness
efforts tended to be based on a superficial
         understanding of the likely
impacts that will be experienced, an
         understanding that focuses
practically exclusively on the possibility of
         infrastructure disruptions.
The majority of those speaking at the open
         sessions during these meetings
seem to be basing their remarks on least
         case scenarios (level 1
- 4 on the impact scale). There were only a two 
         presenters at the UN whom
I heard who mentioned elements that would be
         a part of a level 6 or 7
scenario. They were definitely in the minority. Indeed, 
         the head of the U.S. Federal
Emergency Management Agency
         (FEMA) appeared to be gauging
the impact of Y2K at a 1 or 2 on the impact
         scale in the presentation
he gave. Here again, maybe this is a case where
         very few in the upper echelons
of the governmental organizations
         comprehend the threats posed
by embedded systems. Perhaps very few
         recognize that there could
be numerous disasters and catastrophic events
         that could occur as a result
of malfunctioning embedded systems in this
         country, not to mention
the rest of the world. The assumption is made
         instead that there may be
mild infrastructure disruptions in various regions
         of the United States, but
nothing of long term duration and nothing of a
         catastrophic character and
that there will likely be more serious
         infrastructure disruptions
and the greater likelihood of catastrophic events in
         other parts of the world.
         If there were an understanding
that technological disasters were at the
         very least a possibility,
there would be talk of the need for evacuation
         planning in areas near chemical
plants, refineries, nuclear power plants,
         etc., and the need for planning
large scale humanitarian relief efforts and
         prepositioning supplies
would be uppermost in the minds of elected, as well
         as non-elected public officials.
Information concerning such efforts, if they
         are in process, is being
kept from the public. Of equal importance however
         is the fact that the public,
as well as public officials at other levels of
         government are being deprived
of information that they need in order to take
         reasonable actions to prepare.
         An especially disquieting
trend pertaining to the withholding of vital
         information was echoed by
several panelists and presenters at the meetings
         for national Y2K coordinators
in New York in June. Two representatives of
         the national media organizations
in their panel presentations in one of the
         open sessions appeared to
have acquiesced to what seems to have
         become a widespread policy
of encouraging the media to "accentuate the
         positive" and ignore the
negative or sensational. In doing so the media
         would in effective be withholding
news that may be jarring to some greater
         or lesser degree to the
public. The media would also not be reporting news
         that could have a decidedly
negative affect on the economy.
         There seems to be an increasing
"agreement" not to report the
         "sensational". The problem
with such a policy is that information concerning
         the real threats and challenges
may be classified by some as being
         "sensational". When this
happens, such information may thereby be kept
         not only from the public,
but it may also be kept from persons in roles of
         responsibility in both the
public and private sectors, persons who need to
         know the information. How
can anyone be expected to act in an informed
         way if important information
regarding threats and challenges to their
         immediate future and the
future stability of the nation and the world is kept
         from them?
         Robin Guenier, head of the
U.K.'s Taskforce 2000 stated the following
         in a BBC Radio Scotland
broadcast on 2/18/99:
         "Nobody knows how this is
going to play out...It is very difficult to be
         optimistic, particularly
if you look at the global situation...But we
         are much more likely to
have panic amongst an uniformed populace than
         an informed one."
         The tendency to want to manage
and "dumb down" the news so as
         not to risk engendering
panic in the public is making alot of knowing people
         very angry and frustrated.
It also confuses people and keeps many in the
         dark. It can perpetuate
an erroneous view of reality, which can have
         decidedly negative psychological
and social psychological affects.
         Withholding the truth is
a misguided policy and is a certain recipe for
         panic in the days immediately
preceding and following the rollover. Adopting 
         such a policy of withholding
critical information is one thing in a
         parent-child relationship;
it is quite another when the principals include
         public officials and the
adult population of a free nation. The policy will
         leave the public largely
unprepared psychologically or in any other way. The
         public will be ill-prepared
to meet the challenges that are likely with the
         rollover. A major reason
to raise awareness now and encourage
         constructive actions now,
is that in the anxiety of the moment, there will be
         no time for individuals
to go through the long process of getting used to the
         fact that we are in the
midst of a crisis. Time is needed to work through this
         process and to adjust to
a decidedly different view of what the future might
         bring.
         Recapping Developments
Since February 1999
         Spring of 1999 could have
marked a turning point in the way that
         those in roles of public
responsibility approached the challenges of Y2K. 
         There is very little evidence
that it did indeed constitute a turning point.
         The noteworthy assessments
and reports that have been released
         between end of February
and beginning of August, and events that have
         occurred in recent months
have yet to result in the implementation of a
         significant set of action-oriented
and crisis-oriented initiatives on the
         part of the Federal government
or world organizations. Occasionally there
         have been initiatives which
are action-oriented and crisis-oriented. These, 
         however, have been the exception,
rather than the rule. Two such initiatives
         in the United States include
         ~ actions taken by the U.S.
Coast Guard in spearheading national and
         international Y2K efforts
bearing on shipping, ports, and tankers, and
         ~ actions taken by the Chemical
Safety and Hazard Investigation Board in
         helping to raise awareness
in that sector of the extraordinary challenges
         faced by the chemical industry
as a result of Y2K and the embedded
         systems crisis. (See http://chemsafety.gov.)
  
         Some Reports
         Since February of 1999, several
noteworthy analyses of the status of
         the threats and challenges
posed by Y2K and embedded systems have
         become available. These
include the following:
         ~ The Report of the Senate
Special Committee on the Year 2000 released
         on March 3, 1999 (http://www.senate.gov/~y2k).
         ~ March 5, 1999 testimony
by Lawrence Gershwin, National Intelligence
         Officer for Science and
Technology of the Central Intelligence Agency
         (http://www.usia.gov)
;
         ~ March 5, 1999 and July
22, 1999 testimony by Jacqueline
         Williams-Bridgers, the Inspector
General of the State Department at
         http://www.usia.gov
and http://smamedia.wdnetwork.com/hri//bridgers.html.
         respectively;
         ~ A March 1999 Report to
the Senate Special Committee on the Year 2000
         Technology Problem entitled 
         "Year 2000 Issues: Technology
Problems Industrial Chemical Safety",
          submitted by the Chemical
Safety and Hazard Investigation Board
          (http://chemsafety.gov).
A hearing on this topic was
         held on May 10 in New Jersey.
         ~ Subsequent guidance material
released in July and prepared jointly by the
         Environmental Protection
Agency, the Chemical Safety and Hazards
         Investigation Board and
Trade Associations of the chemical industry.
         ~ "Second Summary of Assessment
Information" released April 21, 1999
         and the Third Summary of
Assessment Information" released August 5,
         1999 by the President's
Council on Year 2000 Conversion 
         (http://www.y2k.gov/new/FINAL3.htm). 
         Thesereports are noteworthy
for what they don't say as much as for what they do.
         ~ The April 9, 1999 Report
by the U.S. Department of Commerce,
         International Trade Administration,
Trade Development, Office of
         Computers and Business Equipment
entitled "The Year 2000 Problem and
         the Global Trading System"
is an extraordinarily important paper in that it
         provides an overview of
the multiple problem threads that are apt to
         converge globally, as well
as nationally owing to the Y2K and embedded
         systems crisis. This report
is of particular significance since it effectively
         constitutes such an concise
and thoughtful analysis concerning the
         seriousness of the Y2K and
embedded systems crisis. As many have
         pointed out, this report
"connects the dots" thereby creating a clear picture of
         the various problem threads
that could converge and impact global trade
         and the global economy,
and therefore the national economy. This
         document is easily accessed
by going to http://y2k.ita.doc.gov/y2k/y2k.nsf/
         and clicking on the report.
         ~ Testimony by a city administrator,
leaders in community preparedness
         efforts, and representatives
from the media before the Senate Special
         Committee on the Year 2000
Technology Problem on May 25, 1999. The
         topic of the hearing was
"Community Y2K Preparedness: Is There News
         They Can Use?" The hearing
involved two panels: a panel on community
         preparedness and a media
panel.
         These official documents
provide a far more comprehensive overview
         than had previously existed
concerning the status of Y2K and assessments
         of its likely impacts both
nationally and globally. With the exception of the
         reports issued by the President's
Council, in April and August, there has
         been remarkable concurrence
in most of these reports and testimony
         concerning the nature and
scope of the problem, both nationally and
         globally. (The President's
Council reports reflect a view of the impacts of
         Y2K, several points lower
on the scale than other materials noted here.)
  
         Some Domestic
and Global Efforts in 1999
         During the spring of 1999,
a wide range of new efforts were launched. 
         These included the Center
for Y2K and Society, the International Y2K
         Cooperation Center, the
Yes Volunteer Corps, and the Information
         Coordination Center.
         The efforts of the Infodev
Program of the World Bank also continued. 
         Grants available to underdeveloped
countries through this program cannot,
         however, be used for hands-on
remediation, posing a serious handicap to
         developing countries in
need of just such help.
         Beginning in Spring of 1999,
meetings were convened of national Y2K
         coordinators, including
meetings of coordinators from Eastern Europe,
         Asia, Africa, and South
America. With the exception of the latter all were
         held in their respective
regions. The South American coordinators met in
         Washington, D.C in May.
         A meeting of over 170 national
Y2K coordinators was held at the UN
         June 21 - 22. The International
Y2K Cooperation Center sponsored a
         program for the national
Y2K coordinators on June 23.
         The UN - and IY2KCC - sponsored
meetings have tended to focus on
         information sharing and
awareness raising, and more recently, emergency
         preparedness and contingency
planning.
  
         The Information
Coordination Center (ICC) of the 
          President's
Council on Year 2000 Conversion
         A new center, the Information
Coordination Center (ICC), was
         established in the spring.
The ICC is to have responsibility for domestic and
         global assessments. This
center has been established under the aegis of
         the President's Council
and with the Lt. General Peter Kind (ret.) overseeing
         the assessment efforts.
         At first the ICC was intended
to focus on tracking pre- and
         post-rollover phenomena
connected directly with Y2K. The assessments
         were to be used to inform
response efforts on the one hand and actions
         focusing on "continuity"
on the other.
         Subsequently the full scope
of the mission of the ICC has come into question. 
         Questions have arisen concerning
the eventual role that the
         Center has or may have in
quelling cyberterrorism.
         Senate hearings on July 29
revealed that the near term as well as long
         term mission of the ICC
are still not clear in the minds of a growing number
         of stakeholders.
  
         The IEEE's
Open Letter to Congress
         As noted earlier, on June
9, 1999, the Institute of Electrical and
         Electronic Engineers issued
an Open Letter of Members of Congress. This
         Open Letter was the most
succinct and compelling statement to date made
         by a professional association
and pointing out the seriousness of the crisis
         facing the world as a result
of Y2K and embedded systems.
  
         NIST Clarification
of the Embedded Problem
         In late spring, the National
Institute of Standards and Technology was
         called upon by the President's
Council to provide a paper on embedded
         systems, outlining state
of the art understanding of the embedded problem. 
         This report could be ready
as early as August 1999.
  
         "Community
Conversations" and Community Preparedness
         "Community Conversations",
a community awareness building
         campaign, was launched in
May by the President's Council. The head of
         the Council is playing a
role in these events which are being held at
         numerous sites around the
country.
         A explicitly stated purpose
of the campaign (as underscored in the
         literature developed for
the campaign) is to enhance the public's sense of
         security concerning the
capacity of the public and private sector to meet the
         challenges posed by Y2K.
The possibility of technological disasters are
         not discussed.
         In July, Global Action Plan,
an organization based in New York and
         headed by David Gershon,
began working with FEMA to introduce into the
         mix an action-oriented emergency
preparedness program focusing on
         families, neighborhoods,
and communities. Apparently the approach being
         promoted does not emphasize
the use of a specific number of days as a
         guideline for setting aside
food, water, and medicine. The fact that this
         approach is action-oriented
and not focused on awareness raising alone,
         constitutes a notable shift
in emphasis. This new thrust, if widely adapted,
         could make a decided difference
in the relevance and effectiveness of
         Federal efforts.
  
         What Has Been
the Impact?
         In the wake of all of these
"developments", there is a question of how
         much of what has been accomplished
has led to or is leading to action that
         will result in minimizing
the impacts of Y2K.
         A conference on Y2K was held
at George Washington University in
         Washington, D.C. for July
26 - 30, 1999 that assessed actions taken to date
         and focused attention on
recommendations concerning actions that still
         need to be taken to address
the Y2K and embedded systems crisis on the
         local, national, and global
levels.
                 Selected materials relating to the 
          conference are posted at  
                 http://users.rcn.com/pgordon/y2k/.
                 The conference was videotaped and 
          will be digitized for viewing on the  
                  World Wide Web. A program 
          of highlights is being prepared. An  
                  announcement concerning its 
          posting to the World Wide Web will be posted  
                  on the announcements page 
          at http://users.rcn.com/pgordon/y2k/. 
           
             
            
                 The videotaped highlights
and proceedings of the conference will be posted
         at  http://www.y2kapproaches.com/real/pgordon.htm.
  
         Insights were shared concerning
the current status of efforts to
         address the Y2K and embedded
systems crisis, actions that are needed, 
         barriers standing in the
way ofneeded action, and ways of overcoming
         those barriers to action.
Some of the initiatives that were recommended will
         be noted in Part 5 of the
White Paper in which a status quo scenario is
         compared with two versions
of a best case scenario. One of those best
         case scenarios assumes that
government accepts its obligation to act to
         protect the public interest;
the other assumes that non-governmental
         entities step in to fill
the void left by government's failure to assume
         responsibility and take
action.
  
 
        Summation 
 
 
         Considerable assessment
of the challenges posed by the Y2K
         technology crisis has been
done during 1999. Few of these assessments,
         however, have led to the
acceleration of actions that could have a major
         impact on minimizing the
impacts of the crisis.
         If those in roles of public
and private sector responsibility do not
         significantly increase their
efforts to act to minimize the harmful and
         disastrous impacts of Y2K
and the embedded systems crisis, Y2K may
         turn out to be the largest,
best studied, most assessed, monitored, talked
         about, and planned for,
and, yes, even best understood catastrophic event in
         the recorded history of
humankind. It may teach the lesson that knowledge
         and understanding are worthless
if we do not act in accordance with what we
         know and
         understand.
 ***********************************************************************************************************
    |