Wavefunction Engineering


a new paradigm in the design of
quantum semiconductor devices


Wavefunction engineering refers to the unprecedented ability to specify the localization of carrier wavefunctions in quantum semiconductor heterostructures through control over the growth, geometry, and material composition. The work done at Quantum Semiconductor Algorithms has led to the development of computational methods based on finite element and tight-binding methods which allow us to explore basic issues in quantum mechanics and also to design new devices in which specific optical or electronic properties can be optimized.

This conceptual breakthrough has offered the freedom to ask fundamental questions about the behavior of nanometer (nm) scale semiconductor structures and their quantum mechanical behavior, and to develop simulations for the active response of quantum devices.

Semiconductor heterostructures are structures composed of more than one semiconductor. When the defining geometries of the individual parts are smaller than ~100 nm quantum mechanical effects associated with Heisenberg's uncertainty relation become important. To provide a perspective, atomic dimensions are of the order of 1 Angstrom or 0.1 nm. The electronic and optical properties of such "quantum" semiconductor structures are profoundly altered from those of the bulk semiconductors. Such structures can now be grown routinely, and their properties tailored to specific needs. For example, a number of structures have been grown using QSA's software to specify the structures for developing lasers in the 3-5mm region of the spectrum for chemical detection, counter-measures, and for communication purposes. The very first samples grown showed lasing at the wavelengths they were designed for. New structures implementing the novel mechanism of quantum interband cascading have been grown, and again these again showed lasing, as predicted.

These are benchmark results that have marked the progress of wavefunction engineering.


A Tutorial

An elementary tutorial on the concepts that are inherent in Wavefunction Engineering is presented below.

What are quantum semiconductor heterostructures?

In the late 1960's, technological advances in the techniques for the growth of high quality crystalline semiconductors had reached an unprecedented level of sophistication. It became possible to to grow semiconductor structures, in the laboratory, atomic layer by layer in ultrahigh vacuum approaching that of interstellar space. The process of growing such structures is known as molecular beam epitaxy (MBE).




To see a schematic of an MBE chamber click on the icon.



In an MBE chamber, atoms of elemental semiconductors such as Silicon, or of compound semiconductors such as Gallium Arsenide (GaAs) are evaporated out of ovens onto a substrate semicoductor. The layers then take on the crystalline structure of the substrate forming what is known as a pseudomorphic crystalline structure.

In the late 1960s, Esaki and Tsu suggested that it should be possible to grow alternating layers of GaAs and Aluminum-Gallium-Arsenide (AlGaAs) in a periodic array to form a superlattice structure which would have remarkably different electronic properties from those of bulk GaAs or AlGaAs. These would be man-made crystals with a super-periodicity, over and above atomic periodicity of crystalline materials, corresponding to the layer thickness of d = dGaAs +dAlGaAs, with a binary modulation of the material composition along the crystal growth direction.
Such structures were soon fabricated, and superlattices and other quantum heterostructures have the novel properties suggested initially.


 
Click on the icon to see a larger picture of the superlattice.

 

Electronic properties of layered heterostructures

When a heterostructure is formed, its electronic energy bands are altered from those of the bulk system. In order to understand this, we look at the bulk band structures of GaAs and of AlGaAs grown one on top of another. The choice of GaAs and GaAlAs is a typical one, though any of the compound semiconductors made from the Group III elements of the Periodic Table, such as Ga, In, Al, and Group V elements, such as Sb, As, or P, are possible materials.


 
Click on the icon to see a larger picture of the bulk band structure.


In the above figure, the layered structure is shown with the growth direction along the horizontal axis. The energy E versus wavevector k plots of the electron propagating in the two materials are shown. These curves are called energy dispersion curves for the electrons. It is only along these curves that the electrons can have allowed energy values. The energy band gap between the conduction and the valence energy bands is a forbidden energy gap. This bandgap is different for GaAs and for AlGaAs. They are also juxtaposed (in an absolute energy scale) such that their valence and conduction bands are shifted. The offset in energy at the bottom of the conduction bands is called the conduction band offset, and is denoted here by Vs.

When two materials such as GaAs and AlGaAs have a commn interface, the band offset between the conduction bands stops an electron near the bottom of the conduction band in GaAs from propagating into the AlGaAs region. The band offset acts as a quantum mechanical barrier. The interface is said to be of Type I if the band gap of one of the materials is located within the bandgap of the other. In a Type II system, the bandgaps are situated with a displacement in energy such that one energy bandgap does not contain the other. This is shown below.


 
Click on the icon to see a larger picture of the band offset.



When a layer of GaAs is sandwiched between two "infinite" layers of AlGaAs, the carriers in GaAs are trapped in the GaAs layer along the growth direction. This leads to a confinement of the electrons in the conduction band and of the elementary excitations of carriers (called "holes") in the filled valence bands. This leads to a quantum well structure. The carriers in the quantum well are free to move in the in-plane direction.

Click on the icon to see a larger picture of the quantum well layered structure.

 

The confinement along the growth direction characterizes quantum wells as structures that have "1-D Confinement" for charged carriers. For a quantum well, the energy levels in the well are raised in the conduction band for the electrons, and lowered in the valence bands for holes.


Click on the icon to see a larger picture of the quantum well energy level
diagram.



The confined electrons in the quantum well occupy discrete energy levels as defined by solving Schrodinger's equation for a one-dimensional quantum well. From each of these "sub-bandedges" we still have energy dispersion in the in-plane direction, and a continuum of energies associated with motion in the plane.

The raised energy of the electrons is a manifestation of Heisenberg's uncertainty relation. With the position of the electron determined to be within the quantum well, the uncertainty in its momentum along the growth direction is given by Heisenberg's relation. Hence its energy is increased.

This leads to a larger effective enrgy bandgap for the structure.

Correspondingly, when electrons and holes recombine the energy of the emitted photon is larger than the energy of a photon emitted in bulk GaAs when electron and hole recombination occurs there. Moreover, the energy gap in the quantum well can be controlled to some extent by the layer thickness -- the smaller the layer thickness the greater the bandgap.

This freedom to tailor the energy band structure in quantum heterostructure led Capasso and co-workers to coin the phrase "bandgap engineering". This concept was central to the developments over the 70's and 80's, during which time an expanding menu of materials and impurities was brought to bear on the growth of a very large array of composite quantum semiconductor structures for specific purposes. For example, applications to quantum well photodetectors, lasers, high-electron mobility structures, modulators, electro-optic switches were all designed using this fundamental idea.


Transistors and Resonant Tunneling Structures

When the barriers of a quantum well are doped with impurity donor atoms, the donor-bound electrons fall into the quantum well. This redistribution of carriers alters the energy band-edge. A self-consistent solution of the Schrodinger and the Poisson equation has to be implemented in order to determine the new band-edge. This is a nonlinear problem, and is considered to be a difficult one to solve for an arbitrary layered structure. At QSA, we have developed software to solve this problem in a two-band model. A typical calculation requires about 30-40 iterations for convergence of the bound states in the quantum well and the Fermi level.

These carriers in the quantum well region can be made to propagate along the quantum well layer. In the absence of impurity ions in this layer due to modulation doping, electron mobilities of the order of 106 cm2/Volt-sec have been observed in GaAs systems. This is an order of magnitude greater than the conventional bulk mobilities. The following figure illustrates how this flow of carriers along the quantum well layer can be manipulated to obtain transistor action.



Click on the icon to see a larger picture of the lateral tunneling quantum well structure.



When a layer of AlGaAs is sandwiched between two thick layers of GaAs we have a single barrier structure. When the structure has two barriers we have a double barrier resontant tunneling diode (DBRTD) structure (this requires 5 layers). The following figure compares the action of a DBRTD with a more convential p-ntunneling diode under the action of an externally applied field.


Click on the icon to see a larger picture of the comparison between a conventional tunneling diode and quantum resonant tunneling double barrier structure under bias.



The negative differential resistance shown by the I-V curve is a characteristic required for transistor action. With multiple resonant states, in the quantum well between the double barriers, we will have one peak for each resonant state. It has been shown by Capasso that two DBRTDs can replace 24 conventional transistors in logic circuits. Thus, we gain in functionality as well as in size, and hence in the speed of the device.


Electronic properties of quantum wire heterostructures

It was suggested by Sakaki that two dimensional confinement of a carrier can be achieved by embedding a quantum wire of, say, GaAs in AlGaAs. This has distinct advantages in that effects of scattering are reduced by the reduction in "phase space". Typically one does not grow quantum wires of rectangular cross-section. Usually, v-grooves are ion-etched on substrates and the wire material deposited in these grooves. Then a cap layer is grown to enclose the quantum wire. The additional confinement of carriers in quantum wires allows laser action in these structures to survive upto room temperature.


Click on the icon to see a larger picture of the quantum wire structure representing GaAs wire embedded in AlGaAs.



The above figure shows a quantum wire of rectangular cross-section. The potential well in such an idealized well will be like the kitchen-sink potential well shown below. The symmetry properties of a square quantum well were explored by Shertzer and Ram-Mohan in 1990.

Click on the icon to see a larger picture of the 2D "kitchen-sink" potential well in a quantum wire structure.



It is possible to envisage theoretically a bi-periodic array of rectangular quantum wires of GaAs and AlGaAs. Such an array would, of course, be difficult to grow at the present time. However, such structures are straightforward to model within the framework of the Finite Element Method.

Click on the icon to see a larger picture of a Checker-Board Superlattice (CBSL), a bi-periodic array of GaAs/AlGaAs quantum wires.



The potential barriers experience by a carrier in the the conduction band of such a structure would be as shown below.


 
Click on the icon to see a larger picture of the potential energy barrier in one period of a CBSL structure.

 

The band structure, the nonlinear optical properties of such a structure were calculated by Ram-Mohan and Shertzer in 1990. The actual wavefunctions of the carriers show considerable structure. Two examples are given below. By changing the geometry or the composition of such a structure it would be possible to alter the wavefunction substantially.


Click on the icon to see a larger picture of the wavefunction at the Gamma point in the CBSL.

--->


Click on the icon to see a larger picture of wavefunction at the point midway to the Brillouin zone edges along qx and qy in the CBSL.

 

--->


The wavefunction engineering of such 2D confining structures could lead to remarkable optical and transport properties in them. The aim of the software tools being developed at QSA is to provide precisely the type of freedom, in designing and modeling such structures, that would lead to exploring new mechanisms in electronic transitions and in electronic localization. The potential for device applications is very promising.


Click on the icon to see the sequence of computations: 2D mesh generation, FEM application, constructing wavefunctions. Finally, optical matrix elements, etc., can also be calculated to obtain optical absorption coefficient, dielectric properties, etc.


The transport properties of 2D quantum waveguides have been the focus of considerable recent research. The quantization of resistance, the formation of "scarred quantum states" in 2D resonators, and the Bohm Aharanov effect in complex elctron waveguides --- these are the type of effects that can manifest themselves in such structures. The potential applications for high speed transistors using 2D waveguiding of electrons can be very easily modeled using the Finite Element Method. A suite of software tools are being created at QSA to perform such modeling. The diagram below shows a simple "stadium"-like reservoir in a quantum waveguide.

 
Click on the icon to see a larger picture showing examples of a 2D electron waveguide.

 


Electronic properties of quantum dots

It has been found that quantum dots of semiconductors are fairly easy to grow. The quantum dots are, at present, usually of nonuniform size. With the right growth conditions, strain-induced clumping of the deposited material in an MBE chamber gives rise to pyramid-shaped quantum dots. While the growth of such 3D confining structures has been demonstrated, there are very few good examples of modeling of the electronic properties of quantum dots. At QSA, we have been making progress towards developing software tools for such applications. The figure shows a single pyramidal quantum dot grown on a substrate.


Click on the icon to see a larger picture of a pyramidal quantum dot structure.


The steps in modeling a quantum dot include meshing the physical volume, given the surface, and applying the FEM to include effects of physical conditions such as external fields, internal strain. The results from the FEM are post-processed to derive quantities of physical interest. The finite element method provides the flexibility to model the physical shapes, include the correct boudnary conditions, incorporate external fields and builtin strains, and provide a very effective, flexible, and stable, working environment for 3D modeling of quantum systems.

Click on the icon to see steps in the mesh generation for quantum dots of two different shapes.



Aspects of Wavefunction Engineering

With the advent of software tools it has now become possible to address the next generation of issues in heterostructure design.

It is the ability to answer such questions through the selection materials, the application of external perturbations such as external magnetic fields or electric fields, and the like, in a simulation software that represents the essential aspects of wavefunction engineering. In this we are clearly going beyond bandgap engineering into shaping the basic, fundamental, and dynamic properties inherent in the wavefunctions. Through wavefunction visualization choices we have to make for optimizing specific properties also become transparent.

These issues becomes even more relevant when we start considering quantum wires and quantum dot structures. The modeling of such structures and their electronic properties requires even more intense computations. At QSA, we have been laying the groundwork for development of high quality software for compute-intensive calculations. The next set of computational, modeling, and visualization tools will be essential for a thorough understanding of such 2-D and 3-D confinement systems. The commercial development of devices will require that the computational and modeling tools be developed hand in hand in order to shorten the time from the definition of novel ideas, the development of the design of such new devices, and the growth and characterization of such quantum devices. QSA intends playing an important role in these developments.


We hope this brief and informal tour of typical quantum heterostructures has provided the reader with a simple pictorial introduction. More details can be obtained from the publications, based on QSA software, listed in the "Outcomes" section of these webpages.


To see examples of concrete results obtained using the software
developed by QSA, click here for Outcomes



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